The Voleon Group - Senior Compliance Manager (London)
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Requirements
• 7-10 years of experience in a regulated trading environment. Examples include a hedge fund, a market maker, a retail brokerage firm or a bank trading operation. • Demonstrated experience working in the UK an EU regulatory environment with strong knowledge of the basic regulatory framework as well as key rules related to asset management, AML, privacy and related concepts. • Great written and spoken communication skills. Excellent English language proficiency is a requirement. Additional fluency in French or German is highly desirable. • Familiarity with the operation of the stock, options, futures and bond markets • International experience in the EMEA region, previous work experience in the United States a plus • “Friends of Voleon” Candidate Referral Program • If you have a great candidate in mind for this role and would like to have the potential to earn $7,500 if your referred candidate is successfully hired and employed by The Voleon Group, please use this form to submit your referral. For more details regarding eligibility, terms and conditions please make sure to review the Voleon Referral Bonus Program.
Responsibilities
• Oversee all UK and EU trade reporting and regulatory filing responsibilities for the hedge fund complex • Draft and maintain appropriate policies and procedures for our UK and EU based teams that appropriately address all compliance training, AML and privacy requirements as well as all local regulatory requirements • Conduct compliance trainings for the UK based team • Assist the US based regulatory teams with critical responsibilities related to executing on the US regulatory program that may occur during UK trading hours • Serve as a liasion to the UK an EU regulators on behalf of the Global CCO
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