Robinhood - Director of Internal Audit
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Requirements
• Bachelor’s degree in a relevant field of study (e.g. Business, Risk Management, Computer Science, Information Systems, Data Science or Computer Engineering) • 10+ years of auditing experience, including Operations and IT auditing, risk management, Compliance, Information Security, or software development • Expertise in Brokerage, Crypto financial products and regulatory compliance • Ability to partner with business, engineering, data and product teams to strengthen controls environment using automated techniques • Strong demonstrated experience in managing executive reporting; excellent interpersonal, leadership, organizational and communication (verbal and written) skills • Experience in end-to-end project management and cross-functional collaboration • Experience independently operates in a fast-paced, dynamic environment while managing multiple projects/initiatives • Passion for Robinhood’s products and our mission to democratize access to global financial systems • Experience with licensing and regulatory compliance requirements in Europe and Asia (MiCA, CASP, VASP, Mifid II, MAS, DORA, GDPR etc.) • Hands-on experience performing crypto product related audits (e.g. spot, derivatives, tokenization) used by retail and institutional customers • Hands-on experience performing brokerage audits (e.g. consumer duty principle, trading on margin, trade reporting) • Experience with regulators such as CSSF, ATVP, FCA • Click here to learn more about our Total Rewards, which vary by region and entity. • If our mission energizes you and you’re ready to build the future of finance, we look forward to seeing your application. • Robinhood provides equal opportunity for all applicants, offers reasonable accommodations upon request, and complies with applicable equal employment and privacy laws. Inclusion is built into how we hire and work—welcoming different backgrounds, perspectives, and experiences so everyone can do their best. Please review the Privacy Policy for your country of application.
Responsibilities
• Assist Audit leadership with risk assessments, development of the Internal Audit plan and the overall strategic direction of the parent company Internal Audit program • Be accountable for the achievement of Internal Audit objectives as they align to the internal audit strategy and company OKRs • Be responsible for the execution of end-to-end audit procedures in the audit lifecycle including, audit planning, execution, reporting and remediation validation • Conclude on audit results and present ratings and recommendations to senior management, executive team members, Management Boards and the parent company Audit Committee as needed. • Oversee the performance of the internal audit team members and third-parties that support the execution of audits, regulatory or board reporting. • Lead the discussion on audit topics to various levels of management within Brokerage, Crypto, Security & Engineering teams. Influence management to act on recommendations to strengthen the control environment and make process improvements. • Establish and manage relationships with senior leaders and risk partners. Share perspectives including industry best practices, audit standards, regulatory requirements and global impact with key stakeholders. • Support the creation of reports and presentations for the department, Robinhood entities, Audit Committee, regulators and external auditors. • Partner on continuous development and enhancement of the Audit practice to align with the overall objective and goals of the parent company Audit function (including development of frameworks, metrics, procedures, partnerships, communications and training programs). • Participate in special projects and perform other duties as assigned.
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