Figure Lending - Digital Assets Compliance Officer — Figure
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Requirements
• Key qualifications Expert knowledge of global crypto and digital asset regulations 3+ years working with crypto exchanges and risk management protocols Solid understanding of blockchain technology and architecture 3+ years coordinating state money transmitter licenses 2+ years handling FINRA, SEC, CFTC or NFA approvals Strong AML/CTF/Sanctions background (BSA, FinCEN CDD, PATRIOT Act, etc.) Ability to work independently in a structured, fast-paced remote environment Excellent interpersonal and relationship-building skills Bachelor s degree or equivalent FINRA Series 7/24 preferred but not required Core responsibilities Support the CCO in ensuring full regulatory compliance for the crypto exchange Build and align risk reporting procedures with models Perform daily risk monitoring, portfolio exposure measurement, and escalation Analyze crypto derivatives markets and calibrate risk models Track industry trends, conduct investigations, audits, and compliance testing Monitor for violations, fraud, or suspicious activity Communicate findings and recommendations to management and market participants Assess new products and implement necessary controls Benefits highlights 100% employer-paid premiums on select medical, vision, dental plans HSA, FSA, 401k, commuter benefits Life and disability insurance Generous PTO + 11 paid holidays Up to 12 weeks paid family leave Continuing education reimbursement To apply: Submit Resume/CV + Cover Letter via Greenhouse.
Responsibilities
• Assisting the CCO in ensuring that the cryptocurrency exchange complies with all applicable laws and regulations • Assist with documentation of risk reporting procedures and ensure in line with models and methodology documentation • Assist in the daily risk reporting and monitoring of the markets and measuring the risk exposure of user portfolios • Proactively identify, report and ensure transparency of risks, and immediate escalation of material issues to risk managers • Analyze market microstructure on crypto derivative markets, periodically review and calibrate risk models according to market conditions • Monitor compliance with regulation and perform both qualitative and quantitative analysis, independent testing, automating the monitoring and challenging of data and models. • Monitor the development of crypto exchange industry and identify industry trends and risks for further business development • Conducting investigations into potential Exchange rule violations, performing various compliance-related audits and monitoring, and handling other compliance-related functions • Conduct compliance ad-hoc monitoring for potential rule violations or concerning activities related to trading activity, money laundering and fraud; • Routinely communicate with market participants regarding compliance-related functions and investigative responsibilities; • Communicate compliance analysis and findings to department management, staff, and other business members • Assesses the organization’s cryptocurrency activities to identify any potential areas of non-compliance, and makes sure that all related procedures and controls are properly implemented • Assist in the implementation and documentation of standard operational processes related to new product listing, product parameters and model parameters calibration • What We Look For • What We Look For • Deep knowledge of global regulations and mandates pertaining to cryptocurrency and other digital assets • 3+years experience with various cryptocurrency exchange platforms and their risk management protocols. • Familiarity with blockchain technology, from its underlying concepts to its architecture and protocols. • 3+ years experience coordinating money transmitter licenses with states. • 2+ years experience coordinating regulatory approvals with FINRA, SEC, CFTC or NFA. • FINRA Series 7/24 a plus but not required. • Knowledge of global AML/CTF and Sanctions risks and regulations (e.g., BSA, FinCEN CDD Rule, Sanctions, USA PATRIOT Act, 4MLD, etc.). • Exceptional interpersonal skills and the innate ability to work unsupervised in a structured manner. • Easily able to develop, foster and maintain effective working relationships with diverse groups of people. • Ability to thrive in a fast-paced remote environment. • Bachelor’s degree or equivalent experience.
Benefits
• Comprehensive health, vision, and dental insurance with 100% employer-paid premiums for employees and their dependents on select plans • Company HSA, FSA, Dependent Care, 401k, and commuter benefits • Employer-funded life and disability insurance coverage • 11 Observed Holidays & PTO plan • Up to 12 weeks paid family leave • Continuing education reimbursement • Depending on your residential location certain laws might regulate the way Figure manages applicant data. California Residents, please review our California Employee and General Workforce Privacy Notice for further information. By submitting your application, you are agreeing and acknowledging that you have read and understand the above notice. • Figure will not sponsor work visas for this position. In compliance with federal law, all persons hired will be required to verify identity and eligibility to work in the United States and to complete the required employment eligibility verification form upon hire. • #LI-MM1 #LI-Remote
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