DV Trading - Compliance Analyst
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Requirements
• Bachelor’s degree and at least one year of experience in a compliance and/or regulatory position • Possess excellent written and oral communication skills • Strong understanding of trading/financial services compliance • Possess a strong work ethic and be able to learn quickly in a fast paced, dynamic environment • Detail oriented, organized, and diligent, with the ability to maintain discretion of highly sensitive/confidential information • Maintain composure and communicate clearly when under pressure • High level of proficiency in Microsoft Office and Adobe Professional • Experience with broker-dealer and/or proprietary trading desired • Available to work 5 days per week at our Chicago office
Responsibilities
• Compliance/trade practice automated surveillance (reviewing daily reports, responding to inquiries) • Onboarding new broker relationships • Responding to KYC requests • Drafting internal risk and compliance policies • Research emerging areas (e.g., cryptocurrency regulation, international/cross-border rules)
Benefits
• Discretionary bonus eligibility • Medical, dental, and vision insurance • HSA, FSA, and Dependent Care Options • Employer Paid Group Term Life and AD&D insurance • Voluntary LTD, Life & AD&D insurance • Flexible Vacation policy • Retirement plan with employer match • Paid Parental Leave • Wellness Programs
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