EXANTE - Compliance Audit Manager

• Education and Certification • Bachelor's degree in Law, Compliance, Accounting, Finance, Business Administration, Information Systems, or a related field. • Professional certification completed or actively in progress: CIA, CISA, CAMS (ACAMS), or a recognized regulatory compliance qualification (e.g., ICA Diploma). • CIA, CISA, CAMS (ACAMS) • ICA Diploma • A commitment to obtaining additional relevant specialized certifications (e.g., CISA, CRISC, CRMA) is highly valued. • CISA, CRISC, CRMA • 5+ years of experience in internal audit, external audit, or risk/compliance roles. • Industry Background: Experience auditing or working closely within the investment space, such as brokerages, exchanges, trading platforms, wealth management, or fast-paced fintech environments. • Industry Background: • Regulatory Exposure: Exposure to at least two of the following regulatory environments is advantageous: EU, UK, Hong Kong, or Middle East (DIFC/DFSA). • Regulatory Exposure: • Tools: Familiarity with audit management software and the Microsoft Office suite (particularly advanced Excel). • Tools: • Methodology: Solid understanding of internal control concepts and modern audit methodologies. • Methodology: • Digital Fluency: Ability to understand automated processes, complex system workflows, and cloud-based technology architectures. • Digital Fluency: • Data Analytics: Strong analytical skills with the ability to extract, manipulate, and analyze data directly from systems. • Data Analytics: • Communication: Excellent written and verbal communication skills, with the ability to articulate complex risks clearly to non-audit stakeholders. • Communication: • Execution: Proactive, curious, and eager to learn, with the ability to manage time effectively and meet deadlines across multiple assignments. • Execution: • Professionalism: Strong interpersonal skills, collaborative mindset, and a high level of integrity. • Professionalism: • Work Environment: Comfort working effectively in a lean, remote-first team environment. • Work Environment: • Deep knowledge of the COSO framework and IIA Standards. • COSO framework • IIA Standards • Hands-on exposure to IT general controls (ITGCs). • ITGCs • Understanding of API-based integrations and enterprise SaaS platforms. • Experience with data analytics tools and languages (e.g., SQL, Python, Power BI, ACL, IDEA). • SQL, Python, Power BI, ACL, IDEA • A group of disruptive technology experts created EXANTE. With an impressive track record in the industry and knowledge of the markets, our systems are built to democratize access to global financial instruments for professional traders and institutional investors. • Through our robust, cutting-edge trading platforms, you can offer clients access to comprehensive, global financial instruments and investment possibilities while keeping their data safe and private. • EXANTE  is a global prime broker backed by proprietary technology and dedicated service. All regulated group companies and fully controlled affiliates and subsidiaries are committed to compliance with data protection laws, including the GDPR. We process personal data in line with the GDPR principles of fairness, purpose limitation, transparency, data minimisation, storage limitation and deletion, accuracy, confidentiality and integrity, and accountability. We rely on legitimate interests to assess and manage your application, after determining that our interests are not overridden by your rights and interests. You have the rights of access, rectification, data portability, erasure, restriction of processing, and objection to processing. To exercise your rights or contact our Data Protection Officer, please see our GDPR policy at https://exante.eu/gdpr/. • We retain recruitment data only for as long as necessary for the purposes described above, after which it will be securely deleted unless we are required to keep it longer to comply with law or you consent to a longer retention. • Where personal data is transferred outside the EEA, it will be protected to a standard at least equivalent to that sought by the GDPR. Personal data is safeguarded by technical and organisational measures that are reviewed and updated regularly. This website is not intended for individuals under 18 and we do not knowingly collect data relating to children .