column - Compliance Analyst
Requirements
• Bachelor’s degree and/or equivalent experience • 3+ years in compliance or audit; experience at a regulated financial institution is a plus • Detail-oriented with excellent interpersonal, written, and verbal communication skills • Experience navigating banking regulations and applying rules to the Bank’s products • Demonstrated project management skills and the ability to juggle execution across multiple stakeholders • Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), or equivalent certification a plus • Curiosity, eagerness to learn, and excitement about regulatory compliance and partner banking • WHAT YOU'LL GET FROM US: • 🏥 Comprehensive health, dental, and vision plans, including options that are 100% covered by Column for you • 💳 FSA and HSA account options to enable use of pre-tax money for medical and dependent care expenses • 🌴 Paid PTO, including 15 days of vacation and 10 days of sick leave each year • 📈 Eligibility to participate in Column’s 401k plan, including self-directed brokerage options • PAY TRANSPARENCY: • The US hourly rate range for this role is $45.00-$55.00. This position is non-exempt, meaning individuals in this role will be eligible for overtime pay in accordance with California labor law. • A candidate’s position within this pay range will be narrowed during the interview process based on a number of factors including, but not limited to, the candidate’s skill sets, experience, licensure and certifications, location, and other business and organizational needs. • WE LOOK FORWARD TO HEARING FROM YOU • Column is committed to working with the best and brightest people from the broadest talent pool possible. We value bringing together a team with different perspectives, educational backgrounds, and life experiences, and believe a diversity of ideas is what allows us to develop the best solutions. All qualified individuals are encouraged to apply. • If you need assistance or a reasonable accommodation during the application and recruiting process, please reach out to [email protected]. • We participate in the E-Verify program in certain locations as required by law. Learn more about the E-Verify program here https://e-verify.gov.
Responsibilities
• Conduct compliance testing, both across Column’s products and services and at the Bank’s partners, as a contributor to Column’s Compliance Testing & Monitoring Program • Clearly document assessment findings, and own the drafting and reporting of results derived from the Compliance Testing Program • Identify potential areas of weakness (inadequate/ineffective controls, areas of non-compliance, etc.) within the Bank, and work with partners to strengthen the associated control environment • Monitor, interpret, and assess potential regulatory changes that may impact the Bank. Work with business, risk, and legal partners to ensure new regulatory requirements are clearly understood and processes are in place before their effective dates
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