lendable - Compliance Business Partner - Second Charge Mortgages

London, United Kingdom, Hybrid1mo ago

In Office EMEA Banking Fintech HR Business Partner Compliance Counsel Compliance Manager Risk Manager Customer Training Reporting Due Diligence Documentation

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Requirements

• The must-haves: • Minimum of two years experience in a senior compliance, audit or risk role relating to second charge mortgages (e.g. specialist lender, bank, regulator) • Minimum of five years experience working in financial services in a compliance role (preferably an advisory role) • Experience of working with mortgage brokers, and knowledge of the FCA regulations applicable to them • Excellent written and verbal communication skills • In-depth knowledge of the FCA Handbook, including the Consumer Duty, MCOBS, PRIN and DISP • Bachelor’s degree or equivalent qualification • CeMAP / ICA Advanced Certificate or Diploma • Interview process (Edit based on the role) • Cognitive Assessment: A 15 minute online assessment • Virtual 30 minute interview with our Head of Compliance • Case Study: A take-home case study assessment to complete in your own time • Onsite Interview with one of our Product MDs and Chief Risk Officer • LIFE AT LENDABLE

Responsibilities

• Provide compliance advice on strategic and regulatory projects, assisting the business in achieving its Objectives and Key Results (OKRs). • Review and approve (where necessary) essential business documentation and requests, including: • Customer communications • Financial promotions • Training materials • Policies and procedures • Due diligence questionnaires • Access and permissions • Assist with the implementation of actions arising from compliance monitoring and/or audit reviews. • Monitor regulatory changes, conduct gap analysis, and inform the business on significant changes and required actions. • Represent the compliance function in key internal forums and meetings and external sessions when needed. • Aid the business in understanding regulatory risks and designing appropriate controls. • Prepare and present reports on key compliance matters.

Benefits

• What is your notice period? • Yes but I may require flexibility • Yes - Lendable loan • Yes - Zable credit card • Yes - Autolend loan • Recruiting Privacy Policy • Lendable may use Artificial Intelligence with this application. Learn more.