Schonfeld - Compliance Officer
Requirements
• Bachelor’s degree • 5-7 years’ experience preferably in a multi-manager firm covering systematic trading or similar strategies. • Practical knowledge and experience of market structures, products, quantitative methods, models, and data analysis techniques. • Highly self-motivated, organized, and attentive to detail. • Capable of managing a diverse workload and prioritizing tasks in a fast-paced corporate environment. Structured, methodical, and consistent in execution. • Adaptable and open to change, a natural problem solver and lateral thinker. • Calm and concise communicator, collaborative and able to engage well with staff of varying roles and seniority. • Firm and team first in thinking. • We’d love if you had: • Familiarity of using various AI elements • Some coding capability • Who we are Schonfeld is a global multi-manager hedge fund that strives to deliver industry-leading risk-adjusted returns for our investors. We leverage both internal and external portfolio manager teams around the world, seeking to capitalize on inefficiencies and opportunities within the markets. We draw from decades of experience and a significant investment in proprietary technology, infrastructure and risk analytics to invest across four main strategies: Quant, Tactical, Fundamental Equity and Discretionary Macro & Fixed Income.
Responsibilities
• Act as point of contact and manage key relationships with business line partners for Compliance. • Providing compliance advice and training to investment personnel on their activities; including managing the flow of live trading queries and responding in a timely risk-based fashion. • Engage in the review of, and input into the approval for new investment instruments, products, strategies, technology, models, trading venues, and trading activities. • Act as compliance SME as needed for relevant business change initiatives including the acquisition of new teams. • Act as an escalation line for compliance program monitoring, testing, risk assessments, trade surveillance, and control evaluations connected to your coverage area. • Act as first line for exchange and regulator queries related to market activity. • Support and preparation of your business coverage for formal examinations • Track and lead regulatory change initiatives connected to relevant market structure and investment related regulatory change. • Control room support including wall crosses, market soundings, MNPI and confidential information control. • Support the wider Global Markets Advisory team and Compliance department as needed.
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