Ondo Finance - Compliance Senior Associate
Requirements
• 5+ years of experience in KYC, AML, or compliance operations within financial services or fintech. • Deep knowledge of AML/BSA regulatory requirements, risk-based customer due diligence, and OFAC sanctions compliance. • Strong ability to analyze situations for compliance and business risk, and to implement effective solutions to address and mitigate such risk. • Excellent organizational skills with strong attention to detail and the ability to manage multiple deadlines simultaneously. • Strong written and verbal communication skills, with the ability to work cross-functionally and interact with regulators, auditors, and internal stakeholders. • Preferred: 2+ years of prior financial services compliance experience within a Broker-Dealer (B/D) or Registered Investment Adviser (RIA).
Responsibilities
• Assist with the Firm's e-communication archiving reviews to monitor and ensure adherence to firm policies. • Provide input on and help complete Due Diligence Questionnaires (DDQs) and Requests for Proposals (RFPs). • Complete weekly, monthly, and quarterly compliance checklists in a timely and accurate manner. • Help maintain and update the Firm's compliance manual to reflect current policies and regulatory requirements. • Assist in the preparation of risk assessments, annual reviews, and vendor reviews. • Support the Firm's responses and documentation requests related to regulatory inquiries, third-party examinations, and internal audits. • Help maintain governance around relevant committees, including scheduling, preparing materials, and documenting meeting notes.
Benefits
• Competitive compensation including but not limited to salary, future token rights, and/or equity (according to your preferences) — We are well-funded and believe that great talent deserves great compensation. • Full benefits (medical, vision, and dental) and flexible vacation policy (PTO). • Remote-first team across many countries — You will be an early team member helping shape our vision, culture, and design practices. • A+ colleagues — Our team includes alumni from: Goldman Sachs, Blackrock, Two Sigma, Bridgewater, SpaceX, AWS, Meta, Google, McKinsey, Circle, Uniswap. • Best-in-class investors — We are proud to be backed by leading crypto experts and VCs, including Pantera Capital, Founders Fund and Coinbase Ventures.
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